Compliance Officer – AIFM

Our client is a global Asset Manager with 10+ international offices. They are experiencing year on year growth and have established a stable Luxembourg team of 25+ staff.

 

In line with company growth, they are looking to hire a new Compliance Officer.

The position requires knowledge and experience in compliance, as well as familiarity with regulatory best practices.

 

Responsibilities

 

• Work with different information stakeholders of the AIFM, the Group and service suppliers to obtain data necessary for the performance of Compliance related tasks;

• Monitoring and review of AML/CFT working papers and quarterly reports;

• Regular tracking, monitoring and review of internal and external regulatory ad-hoc requested

compliance documentation/reports;

• Review and monitoring of reports to be filed with the CSSF or AED in relation to AML/CFT or

any other supervisory report in the scope of the Compliance function’s remit;

• Maintaining an up-to-date knowledge of the regulatory environment, specifically in respect of

the Luxembourg and EU frameworks

• Tracking up-coming new regulations and assisting in their analysis and implementation into

new policies and procedures;

• Assistance in the review and enhancement of existing policies and procedures;

• Maintenance of the Compliance support tool;

• Ensuring Internal Compliance reporting to comply with Audit and CSSF requirements;

• Assistance in the set-up of new AIFs and other corporate structures/ as needed;

• Assistance in the preparation and delivery of Compliance training, including annual training on

ÁML/CFT of the AIFM staff and AIFs board of managers;

• Participation on potential upcoming compliance projects;

• Promote the highest ethical standards required of staff and ensure staff meet group compliance

requirements and the relevant regulatory rules in Luxembourg.

 

 

 

Qualifications:

 

• Ideal experience in a Management Company within the Alternative Investment Field

• 3-5 years of experience

• A good knowledge of EU and Luxembourg regulations with a strong practical knowledge of

investment funds and particularly AIFMD and alternative funds and structures

• Detail-orientated – possession of a high level of attention to detail

• Excellent analytical skills

• Ability to work both independently and as a core team member

• Ability to prioritise workflow and fulfil objectives with minimum supervision

• Written and oral fluency in English required;

Tagged as: aifm, compliance, funds, private equity, regulatory